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Perspectives

The Academies and the World
By Wil Lepkowski
Number 10, posted December 11, 2001
The National Academy of Sciences, of Engineering, and the Institute of
Medicine—or “The Academies,” as they like to be called now--have just completed
the beginnings of their master plan for assembling the forces of American
academic research into the war against terrorism. What they are up to is
all about optimal outcomes for the world and the kind of policy engineering
needed to make them a reality. It is an ambitious program and definitely
qualifies for insertion someday into science policy case histories.
The Academies are betting that the war, or whatever will emerge as its
moral equivalent, is going to last a long time and that America’s technical
inventiveness and social science insights could well make all the difference
in that new world just over the horizon. These institutions have never
tried anything this bold and ambitious before and will probably need a
lot of luck to realize even one vividly clear, attributable victory.
One important gap in the operation is one or two charismatic scientific
figures to stir the attention of the top political dogs. World War II had
its atomic bomb research chief Robert Oppenheimer and overall wartime R&D
czar Vannevar Bush. This time, charismatic figures of Oppenheimer and Bush’s
magnitude are in short supply and the marching orders are spread in all
directions because of the diffuse nature of the threats.
Co-captains in the assault are NAS president Bruce Alberts, NAE president
William A. Wulf, and IOM president Kenneth I. Shine. War is new territory
for all three. But science, technology, and public health are not. And
the war isn’t only about demolishing opposing forces anyway. It is a whole
new other kind of thing. It is against all manner of attacks that disrupt
societies, and the Academies seem at an early glance to understand this.
That is why their plan has strong social and political science components.
How well those softer but critical components can be joined to the physical
challenges is a big unanswerable question.
What they are up to is a play with many acts being performed simultaneously.
Their program involves reshaping foreign policy for this era of cyber communications.
It involves withering the social roots of terrorism and understanding what’s
really involved in rebuilding failed nations. And it entails drawing up
a system that gives resilience to an industrial society’s infrastructure
against attacks while preserving, if not enhancing, liberty and privacy.
The question over the longer run is whether the Academies can offer
a vision of the world to the world, whether they can paint a picture of
a world more realistic and far-reaching than any Administration has ever
seen, and whether they can broaden the definition of science and engineering
to human dimensions and everyday life. With that, it’s hard to resist the
temptation of wondering whether something new, great, and healing could happen if such a mobilization succeeds and if the ideas are truly
transforming. The fear is that the ideas are conventional or redundant,
that nobody important enough listens, and that whole thing ends up collapsing
in a heap.
But the plan must first be a good one. Most of its fruits are pretty
far down the road right now, five years and more. And they are further
complicated by the ideas and materiel of immediate need already pouring
out from the Defense Department, the National Laboratories, the defense
industry, and technology-intensive companies specializing in biological
and chemical warfare, cybersecurity, and varieties of incredibly keen sensor
technologies. These activities are essentially competition for the Academies’
efforts, especially those involving new counter-terrorism technologies
needed early in the game. But it all needs to be integrated with the Academies’
efforts, which in theory at least are more than mere adjuncts, in this
case, to the federal government.
Thus, the question is whether the Academies will really produce the
systems for long-lasting security and the tools, to use a term coined by
Ivan Illich in a book a generation ago, of peaceful conviviality. To read
any account of conditions among Afghan refugees and homeless inside the
country easily dampens much optimism. Worth thinking about, too, is whether
any of the ideas that will be generated will actually be employed. Knowledge
transfer to decision makers is the key here and the crucial element to
all of that is President Bush’s science adviser, Jack Marburger, who coordinates
the R&D needs of the Office of Homeland Security. If Marburger can
be effective in getting ideas into that Office and important White House
decision points, then the Academies will have one major battle won. As
of December 10, however, President Bush had not even noticed Marburger
enough to swear him in.
The Academies’ effort is made up of two major parts. One is the work
of a just-organized committee on the Science and Technology Agenda for
Countering Terrorism. The other involves sets of studies by committees
within the Academies’ contracting unit, the National Research Council.
These studies will delve into a range of approaches to countering terrorism
from long-term security measures to root causes of terrorism.
The Committee is co-chaired by Lewis M. Branscomb, emeritus professor
of public policy at Harvard University’s Kennedy School of Government and
a perennial and ubiquitous Washington presence in science and technology,
and by Richard D. Klausner, former director of the National Cancer Institute
and currently president of the new Case Institute of Health, Science, and
Technology. Members number 24 and include John D. Baldeschwieler, prominent
California Institute of Technology chemist, William Brinkman, head of physical
science research at Bell Laboratories, Richard L. Garwin, IBM researcher
and a critic of nuclear weapons policy through several Administrations,
M.R.C. Greenwood, chancellor of the University of California, Santa Cruz,
Joshua Lederberg, former president of Rockefeller University, Maxine Singer,
president of the Carnegie Institution of Washington, and George Whitesides,
Harvard University chemist.
Branscomb and Klausner have been selecting chairs of panels that will
cover threats in seven operating categories—biological; chemical; nuclear
and radiological; information technology, computers, and telecommunications;
transportation; energy facilities; buildings and fixed infrastructure;
and behavioral, social, and institutional issues. A number of short-term,
on-demand studies under each category is planned, as well as “fast-track
expert working groups” who would provide quick advice for a key interagency
body known as the Technical Support Working Group.
“Tiswig,” as its contractors call it, makes new technologies available
to federal agencies that support anti-terrorism work everywhere in the
country. Formal reports would not be the method of operation here. The
Academies and Tiswig have become good friends since September, so the prospects
of a good working relationship appear solid. Tiswig is in the business
of finding the best anti-terrorism ideas.
“The science and technology community is motivated to help,” says the
committee in a brief description of its work plan. “The problem is that
the structure of agencies, the distribution of assets in research budgets,
and procedures for sorting out worthwhile proposals from the chaos of ideas,
plans, and claimants on priority funding may not be optimally suited to
address these threats most effectively.” It points out that in past wars,
the U.S. traditionally had time to gear up to fight a war. “This time the
enemy is already in our homeland,” it states. “There is no time to waste.”
The committee’s plan is to move on dual tracks for the first few months.
By the end of six months at the most, they hope to develop a taxonomy of
research priorities based on assessing for risk the many different forms
of terrorist tactics—bombs or infectious bugs in suitcases, primitive missiles,
arms smuggling in shipping containers, money laundering—and the means of
meeting such threats or mitigating their execution. “This typology,” states
the work plan, “would consist of a matrix spanning the range of threats,
each characterized by targets, weapons, and delivery systems, and the possible
points of intervention.” A main point would be to “define the nature of
the challenge the society faces. It is not a conventional war between nation
states, in the style of WWII or the Iraq-Kuwait war. Nor is it a crime-fighting
response sufficient to deter or prevent terrorist attacks.”
The timetable? An initial meeting has been scheduled for Dec. 18-20
to launch the project to go over plans of each of the seven teams. The
teams were to meet early in January, and again in late January. Draft
team reports were due by the end of March and a final, integrated report
containing research agenda in each of the seven areas would be produced
in May, ending Phase I.
Phase II two would begin with the issuance of the May report and then
the real fun begins. That will consist of organizing or reorganizing the
government’s R&D agencies so that they more or less march to the same
tune. That will be the work of the White House Office of Science and Technology
Policy and science adviser Marburger. The Academies cannot do this. They
can only provide ideas. Someone else must pull everyone into line. As Oppenheimer
had a General Leslie Groves to run and keep secure the organization that
designed, built, and tested the atomic bomb, the troops on the R&D
front will need a Groves to tell the bureaucrats to shape up and take orders.
In any case, Phase II will produce a report of its own, due Sept. 11,
2002, “addressing the ways in which the federal R&D enterprise must
evolve in policy and structure in light of the expectation that terrorism
is a permanent feature of contemporary society which government must address.”
So fresh ideas across the board were the big priority at the Academies
as they assembled the panels. Wulf himself says too much emphasis, to his
mind, has been placed so far on airport security and screening or sterilizing
mail. “At our first meeting on Sept. 26, one of the messages was that one
of the ways terrorists will make us feel most vulnerable is by exposing
all of the different ways in which we are vulnerable.”
Parallel to the Branscomb/Klausner operation at the Academies will be
the ongoing production of reports and studies through the National Research
Council. This activity will literally be of global dimensions and will
put strong focus on relations among Academies of science and engineering
from other parts of the world. The NAS is far more along with this than
the NAE but that may make no difference since technology slips into policy
issues in full volume whenever scientists meet to talk policy. Nuclear
proliferation and arms control have always been a concern of the NAS in
its relations with Russia, India, and China. Pakistan is now added to the
list. Activity on emerging infectious diseases around the world will become
an even higher priority in issue studies. The U.S. public health infrastructure
is now an item of high priority in government and the IOM will be looking
at that. A new look at state-federal relations in science and technology,
especially in response to terrorism, will be undertaken for Marburger.
Discussions between NAS and the Russian Academy of Sciences will be
intensified. “We’re pretty excited about that,” says Alberts. “We have
a full battery of things with them in non-proliferation, anti-terrorism,
and studies of ethnic conflicts. We’d really like to ramp that up. We have
common enemies, after all, and they have a lot of information about things
we ought to know about.”
More quietly, the Academies have also developed strong relations with
the Iranian science and engineering establishments. Several joint projects
have been launched, but little if any publicity has been generated due
to the political delicacy of conditions within Iran.
Wulf says, “We have been isolated from Iran for so long that that there
is a younger generation that shares our value system in the sense of being
engineers and scientists but with whom we are not acquainted at all. These
are going to be the future opinion leaders; to some extent they already
are now. The vast majority of Iranians has no ill will toward America.
The other thing is that 40 per cent of the student enrollment at their
MIT, Shareef University, consists of women. I think that the closed nature
of that society cannot withstand such mass higher education of women. It
may take a whole generation, but it’s going to happen.”
In the realms of overall policy, the Academies’ international division,
headed by John Boright, is in the early stages of proposing part two of
a study of science and technology as needed in the State Department and
the science policy apparatus. Back in 1999, the Academies produced a report
outlining the importance of science, technology, and health to international
diplomacy. That led to the appointment of a science adviser—Norman Neuriter—to
the Secretary of State. While Neureirter cannot be said to be sitting on
the right side of Secretary of State Colin Powell, he has assembled a small
staff, and is a strong presence on the policy scene in Washington.
“State I was a look at mainstream foreign policy directions and goals,”
says Boright. “It made the case for the capabilities State needs. But what
it didn’t do was talk about the U.S Agency for International Development
[USAID] or what remains of the U.S. Information Agency. With the new realization
that came from events of Sept. 11, we thought we needed to look at the
whole foreign affairs family.”
The big challenge is to incorporate USAID as an element of the team.
What Boright and his boss Alberts are saying is that Congressional hostility
toward the State Department in recent years, and the restrictions Congress
has put on USAID have squelched programs that would have helped aid and
understand the larger world a lot better. Little was done, says Boright,
in such pursuits as area studies, linguistics, history, and religion. Instead,
the State Department, under a basically hostile Congress, shrank, shrank,
and shrank, until all that is left is a Department half the size that it
was in the 1970’s.
Alberts has no detailed sense of how the Academies will be affected
by this new call to battle. The impact is more personal. “It’s probably going to be a ten to fifteen year thing,” he says. “I’ve
got five grandchildren. I want them to succeed in a world part of which
is falling behind while the U.S. is marching on. With all the resources
we import, we can’t believe the rest of the world is not our problem. We
knew that in a way before September 11, but we didn’t know it in the way
do now.”
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