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Perspectives

Jefferson Rides Again
By Wil Lepkowski
Number 1, posted January 16, 2001
Late in November, about 60 scientists and policy operatives and a smattering
of the science press gathered in Washington, D.C., to concoct a new approach
to a problem that has been belabored over many years: linking basic research
to the needs of society. The conference—“Basic Research in the Service
of Public Objectives”—was organized by Lewis M. Branscomb, emeritus professor
of public policy and corporate management at Harvard’s Kennedy School of
Government.
Helping Branscomb with the planning was a steering committee composed
of some of the most ageless names in policy, scholarship, and officialdom:
historian of science Gerald Holton of Harvard University, veteran policy
insider Harvey Brooks of Harvard, former undersecretary of commerce for
technology Mary L. Good, former director of the FermiLab Leon Lederman,
and three former Presidential science advisers, H. Guyford Stever, John
H. Gibbons, and D. Allan Bromley.
So it was a chronologically old and savvy crowd trying to take on a
subject around which thousands of pages have been written during the past
50 years, some by themselves. Why was the call more urgent to science policy’s
grand masters now than at other times in the past? One underlying
feeling was that science had a pressing need currently to rescue its good
name or else lose public favor and thus public funds.
What apparently got the whole Branscomb enterprise going was a paper
written by Holton and Harvard colleague Gerhard Sonnert that advanced what
they claimed was a new approach to organizing and funding research, namely
“Jeffersonian Science.” The paper was published last year in Issues In
Science and Technology, which also published in the same number a paper
by Branscomb that further developed the science-for-society theme. Along
the way the group secured grants from the Sloan and Packard Foundations
to fund a preparatory workshop held at the National Academy of Sciences,
and the conference itself.
The group is prepared to advance the initiative by exposing it to the
new Bush Administration and science and technology appointees. Branscomb
has prepared a summary of the conference and intends eventually to issue
a set of policy recommendations. He, a Democrat, is hoping some of his
Republican colleagues such as Bromley will do the necessary legwork with
the new Administration.
Just how far the whole thing will go is problematical, given the dismal
record of attempts to establish a strongly grounded science policy that
aggressively addresses human needs. A bold attempt at the National Science
Foundation during the 1970’s to meet social needs head-on through research
was trashed back then by prominent colleagues of the conference organizers.
Few outside of science—or even those in it—appear to be sounding such a
call today. But the names behind the conference nevertheless are luminous
and shouldn’t be discounted. The question is whether they possess sufficient
political momentum and are truly motivated enough to make any difference
at all. Republicans are dubious participants on ideological grounds.
And Congress, said some committee staffers on the conference program, is
in hardly any mood to take on new initiatives. Any new Jeffersonian enterprise
will take new money, said the Congressional staffers. It will also take
the engagement of young research blood that was noticeably absent at the
conference (the conspicuous exception was CSPO visiting scholar David Guston).
But just what is this “Jeffersonian Science” that Holton finds so alluring?
It is apparently inspired by Jefferson’s own Enlightenment approach to
the natural world and the world of reason, most exemplified by his commissioning
of Meriwether Lewis and William Clark to explore the uncharted West, secure
the territory by careful mapping and description, and thus ensure its economic
potential. The work was fundamental but at the same time practical. So
it can be, they reckon, for the current work of basic scientists in the
U.S. to trek off into the thicket of “problems that matter”—educational
reform, adaptation to climate change, and bringing about a secure energy
future. The model, it was agreed, was the work of the National Cancer Institute
and its array of basic science programs that are aimed at understanding
that disease. Critics, however, of the medical research establishment and
its many arguable working paradigms were not present.
Holton says the big need is to change the mindset of the research community
and then attract some funds around which to build a program, and that,
of course, is the rub. An even bigger rub, to many of the women attending
the conference was the name of Jefferson itself as the inspiration for
this new initiative. M.R.C. Greenwood, a former chieftain in the White
House Office of Science and Technology Policy and now president of the
University of California at Santa Cruz, said the new scholarship around
Jefferson and his slaves would disqualify his name from any contemporary
scheme, much less anything requiring the backing of women and minorities.
Branscomb immediately responded by saying that neither he nor Holton were
particularly wedded to any particular nomenclature. The important thing
was to get a discussion going.
What is additionally odd about the Jeffersonian Science idea is that
its operative definition—that basic science can be performed with practical
solutions in mind— has already been claimed for Louis Pasteur by the late
Princeton scholar Donald Stokes in his book, Pasteur’s Quadrant.
Pasteur, a working scientist as opposed to Jefferson’s primary role of
patron, demonstrated through his working life that basic studies were at
the core of important solutions to practical problems. What is unlikely,
then, is that Jefferson’s questionable name will endure as the science-for-the-people’s
new logo. And since Pasteur’s French name hardly seizes the imagination
of America’s common man, Branscomb, Holton, and their group of advisers
are in need of a new logo.
As far as the content of the conference went, a couple of points stand
out. The first is that much of the rhetoric seemed designed not to bewail
or assess the society’s human needs but to articulate a rationale that
allows basic researchers to stretch their pride of accomplishment toward
wider aspirations than simply expanding the knowledge base. National Science
Foundation director Rita Colwell talked about how NSF by its nature, by
the design of its programs in information technology, nanotechnology, and
biocomplexity, was already such a culmination of the Jeffersonian ideal
that it didn’t need anything more than a lot more money to carry out its
plans. So it also went with the head of the Energy Department’s Office
of Science, Mildred Dresselhaus, in describing DOE’s research agenda.
The second point is more positive. It derives from the three sessions
that attempted to bring the issues down home—transfer of educational research
to schoolrooms and teachers’ colleges, translating research on global change
to local and regional concerns, and bringing rationale to a basic research
agenda relevant to the solution of energy problems. Each was meaty and
strongly suggestive that the applications of science policy to the needs
of the people are indeed local and personal. But whether U.S. science can
make the enthusiasm for its work local and personal is the question. So
far its record isn’t spectacular.
S&PP asked Branscomb to identify what he thought was unique about the
project he is spearheading. “If there is something truly new in our conception,”
he said, “it is that there is a public expectation that the huge publicly
supported R&D budget will deliver understandable and effective benefits
to the nation. There is a keen desire to be allowed to fulfill that obligation
with the most creative and effective research they know how to do. This
results in two sources of motivation for creative science: the contribution
it can make to addressing urgent issues and the contribution it can make
to ensuring America’s scientific leadership in key disciplines.”
One “urgent problem” raised informally during a conference lunch break
was the outdated voting booth technology that helped throw into chaos the
Presidential election in Florida. Wouldn’t that kind of problem,
it was suggested, perfectly fit a Jeffersonian science agenda? The response
was tepid. Too controversial a topic to risk involvement was the feeling,
and the conversation moved on to other subjects. Inherent in the response
might have been the sense that improving voting machine technology and
voting processes might not prove challenging enough to the average physicist.
How the Branscomb/Holton initiative plays out will be interesting to
watch. The country has problems, problems beyond those discussed at the
meeting, problems of broken families, public health, increasing stress,
childhood neglect, dispirited and decrepit cities, and certainly sets of
global problems that are overwhelming in their scope. No attempt was made
at the meeting to amass any inventory of concerns. And certainly no social
scientists—other than those asked to speak on diversity and educational
issues—were assembled to discuss a broad range of social issues or incipient
crises. “Once the scientists are prepared to buy this message,” Branscomb
told S&PP, “more social science input needs to be encouraged.”
As one attendee summed things up, “The people there seemed to be trying
to shoehorn what they are already doing into the new idea rather than figuring
out how to do things differently.” Maybe so. Holton says it is the mindsets
of scientists that basically need to be changed. But that issue has regularly
been raised in almost every science/society forum. Some scientists like
to be engaged in social issues, most do not. Meanwhile, the public’s own
deeper appreciation for what science is and does continues to languish.
And that’s just how it is. Branscomb, et al, have a big job and could probably
use a critical mass of younger scientists, policy makers, and social activists
hanging around to explain realities from their perspective.
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